0001193125-11-148190.txt : 20110524 0001193125-11-148190.hdr.sgml : 20110524 20110523205833 ACCESSION NUMBER: 0001193125-11-148190 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110524 DATE AS OF CHANGE: 20110523 GROUP MEMBERS: MARC J. LEDER GROUP MEMBERS: RODGER R. KROUSE GROUP MEMBERS: SUN CAPITAL ADVISORS V, L.P. GROUP MEMBERS: SUN CAPITAL PARTNERS V, L.P. GROUP MEMBERS: SUN CAPITAL PARTNERS V, LTD. GROUP MEMBERS: SUN HOLDINGS V, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Gordmans Stores, Inc. CENTRAL INDEX KEY: 0001490636 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 263171987 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86240 FILM NUMBER: 11866592 BUSINESS ADDRESS: STREET 1: 12100 WEST CENTER ROAD CITY: OMAHA STATE: NE ZIP: 68144 BUSINESS PHONE: 402-691-4000 MAIL ADDRESS: STREET 1: 12100 WEST CENTER ROAD CITY: OMAHA STATE: NE ZIP: 68144 FORMER COMPANY: FORMER CONFORMED NAME: Gordmans Holding Corp. DATE OF NAME CHANGE: 20100428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUN GORDMANS, LP CENTRAL INDEX KEY: 0001496420 IRS NUMBER: 263172626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SUN CAPITAL PARTNERS STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-394-0550 MAIL ADDRESS: STREET 1: C/O SUN CAPITAL PARTNERS STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: SUN GORDMANS, LLC DATE OF NAME CHANGE: 20100712 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

 

Gordmans Stores, Inc.

(Name of Issuer)

 

 

 

Common Stock, par value $0.001

(Title of Class of Securities)

 

38269P100

(CUSIP Number)

 

December 31, 2010

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 38269P100

    13G    Page 2 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Sun Gordmans, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    PN

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Securities and Exchange Commission (the “Commission”) on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 3 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Sun Capital Partners V, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    PN

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 4 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Sun Capital Advisors V, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    PN

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 5 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Sun Capital Partners V, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 6 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Sun Holdings V, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 7 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Marc J. Leder

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 8 of 14 Pages

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Rodger R. Krouse

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  x        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    13,330,248 (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    13,330,248 (See Item 4)

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    13,330,248 (See Item 4)

10

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    71.3% (See Item 4)

12

  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

All percentages set forth on the cover pages to this Schedule 13G were calculated based on 18,703,086 shares outstanding as of March 30, 2011 as disclosed in Gordmans Stores, Inc.’s Annual Report on Form 10-K filed with the Commission on March 31, 2011.

CUSIP No. 38269P100

    13G    Page 9 of 14 Pages

 

Item 1   (a)    Name of Issuer:      
     Gordmans Stores, Inc. (the “Company”)      
Item 1   (b)    Address of Issuer’s Principal Executive Offices:      
     The Company’s principal executive offices are at 12100 West Center Road, Omaha, Nebraska 68144.      
Item 2   (a)    Name of Person Filing:      
    

This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: Sun Gordmans, LP (“Sun Gordmans”), Sun Capital Partners V, L.P. (“SCP V”), Sun Capital Advisors V, L.P. (“Sun Advisors V”), Sun Capital Partners V, Ltd. (“Sun Partners V Ltd.”), Sun Holdings V, LLC (“Sun Holdings V”), Marc J. Leder (“Leder”) and Rodger R. Krouse (“Krouse”) (collectively, the “Reporting Persons”).

 

The Reporting Persons have entered into a Joint Filing Agreement, dated May 23, 2011, a copy of which is attached as Exhibit A to this Statement, pursuant to which the Reporting Persons agreed to file this Schedule 13G and any amendments thereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

      
Item 2   (b)    Address of Principal Business Office or, if none, Residence:      
     The address of the principal business office of each of the Reporting Persons is c/o Sun Capital Partners, Inc., 5200 Town Circle Center, Suite 600, Boca Raton, Florida 33486.      
Item 2   (c)    Citizenship:      
    

Sun Gordmans and Sun Holdings V were organized under the laws of the State of Delaware.

 

Sun Partners V, Ltd., SCP V and Sun Advisors V were organized under the laws of the Cayman Islands.

 

Leder and Krouse are citizens of the United States.

      
Item 2   (d)    Title of Class of Securities:      
     Common Stock, par value $0.001 per share (the “Common Stock”)      
Item 2   (e)    CUSIP Number:      
     38269P100      
Item 3   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)    ¨    Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
  (k)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
        Not applicable.

CUSIP No. 38269P100

    13G    Page 10 of 14 Pages

 

Item 4    Ownership:      
   (a)    Amount beneficially owned: In the aggregate, the Reporting Persons beneficially own 13,330,248 shares of Common Stock directly held by Sun Gordmans. Sun Holdings V is the general partner of Sun Gordmans. Sun Gordmans is a wholly owned subsidiary of SCP V. Leder and Krouse each own fifty percent (50%) of Sun Partners V, Ltd., which in turn is the general partner of Sun Advisors V, which in turn is the general partner of SCP V. As a result of these relationships, each Reporting Person has shared voting and dispositive power with respect to the shares of Common Stock directly held by Sun Gordmans.      
   (b)    Percent of class: In the aggregate, the Reporting Persons beneficially own 13,330,248 shares of the Common Stock, or 71.3% of the total number of shares outstanding, by virtue of the 13,330,248 shares of Common Stock directly held by Sun Gordmans.      
      All percentages calculated in this Schedule 13G are based upon an aggregate of 18,703,086 shares of Common Stock outstanding as of March 30, 2011 as disclosed in the Company’s Annual Report on Form 10-K filed on March 31, 2011.      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote: See Item 5 on the cover pages hereto.      
      (ii)    shared power to vote or to direct the vote: See Item 6 on the cover pages hereto.      
      (iii)    sole power to dispose or to direct the disposition of: See Item 7 on the cover pages hereto.      
      (iv)    shared power to dispose or to direct the disposition of: See Item 8 on the cover pages hereto.      
      The filing of this Schedule 13G shall not be construed as an admission that any Reporting Person other than Sun Gordmans is, for purposes of Section 13(d) of the Act or otherwise, the beneficial owner of securities of Gordmans Stores, Inc. or its affiliates.      
Item 5    Ownership of Five Percent or Less of a Class:   
   Not Applicable.   
Item 6    Ownership of More Than Five Percent on Behalf of Another Person:      
   Not Applicable.      
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not Applicable.
Item 8    Identification and Classification of Members of the Group:      
   Not Applicable.      
Item 9    Notice of Dissolution of Group:      
   Not Applicable.      
Item 10    Certification:      
   Not Applicable.      

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: May 23, 2011

 

By:  

/s/ Marc J. Leder

Name: Marc J. Leder
By:  

/s/ Rodger R. Krouse

Name: Rodger R. Krouse
SUN CAPITAL PARTNERS V, LTD.
By:  

/s/ Michael J. McConvery

Name: Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN CAPITAL ADVISORS V, L.P.
By:   Sun Capital Partners V, Ltd.
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name: Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN CAPITAL PARTNERS V, L.P.
By:   Sun Capital Advisors V, L.P.
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name: Michael J. McConvery
Its:   Vice President & Assistant Secretary

SUN HOLDINGS V, LLC
By:   Sun Capital Partners V, L.P.
Its:   Managing Member
By:  

/s/ Michael J. McConvery

Name: Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN GORDMANS, LP
By:   Sun Holdings V, LLC
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name: Michael J. McConvery
Its:   Vice President & Assistant Secretary

Exhibit A

AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Gordmans Stores, Inc. may be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

Date: May 23, 2011

 

By:  

/s/ Marc J. Leder

Name:   Marc J. Leder
By:  

/s/ Rodger R. Krouse

Name:   Rodger R. Krouse
SUN CAPITAL PARTNERS V, LTD.
By:  

/s/ Michael J. McConvery

Name:   Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN CAPITAL ADVISORS V, L.P.
By:   Sun Capital Partners V, Ltd.
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name:   Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN CAPITAL PARTNERS V, L.P.
By:   Sun Capital Advisors V, L.P.
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name:   Michael J. McConvery
Its:   Vice President & Assistant Secretary

SUN HOLDINGS V, LLC
By:   Sun Capital Partners V, L.P.
Its:   Managing Member
By:  

/s/ Michael J. McConvery

Name:   Michael J. McConvery
Its:   Vice President & Assistant Secretary
SUN GORDMANS, LP
By:   Sun Holdings V, LLC
Its:   General Partner
By:  

/s/ Michael J. McConvery

Name:   Michael J. McConvery
Its:   Vice President & Assistant Secretary